shinhan securities vietnam

shinhan securities vietnam

Địa chỉ: Lầu 22, Tòa nhà Centec, 72 -74 Nguyễn Thị Minh Khai, Phường 6, Quận 3, TP Hồ Chí Minh

Quy mô công ty: Từ 25 - 99 nhân viên

Website: Chưa cập nhật

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Legal & Compliance

Hạn nộp: 01-11-2019

Hình thức: Toàn thời gian cố định

Kinh nghiệm: Không yêu cầu kinh nghiệm

Số lượng tuyển: 0

Nơi làm việc: Hồ Chí Minh

Ngành Nghề: Ngân hàng - Chứng khoán - Đầu tư

Bằng cấp: Không yêu cầu bằng cấp

Mức lương : 20 triệu - 30 triệu

Mô tả công việc

Perform periodic compliance control according to the Divisions plan or anomalies at the request of the Board of Directors and related legal operations.
- Develop and implement an effective legal compliance program
- Create sound internal controls and monitor adherence to them
- Draft and revise company policies
- Proactively audit processes, practices and documents to identify weaknesses
- Evaluate business activities (e.g. investments) to assess compliance risk
- Set plans to manage a crisis or compliance violation
- Educate and train employees on regulations and industry practices
- Address employee concerns or questions on legal compliance
- Keep abreast of internal standards and business goals.
- Monitor the AML system, apply the AML policy of SHIC into SSV, send the reports related to AML and Compliance system of SSV to SHIC periodically.
-Review the companys documents / documents sent to the authorities, partners, customers.
- Regularly update the changes in the law and provide information to the company leaders and related departments.
- Drafting, reviewing and negotiating all legal documents, including but not limited to contracts and agreements related to labor, goods / services, agents, brokers , sponsorship, privacy.
- Collect and finalize all reports sent to competent Authorities.
- Disclose the information as the Law

Yêu cầu công việc

- Bachelor’s degree or above with a major relating Finance-Banking, Accounting, Economics or related subjects.
- At least 3 years working in Securities sector or Independent audit, internal audit, internal control, accounting.
- A comprehensive knowledge and law of enterprise, securities company, other relevant laws.
- Ability to research and analyze the regulations. Ability to cope under pressure.
- Having problem solving skill, numerical and analytical skill, a good eye for detail
- Excellent experienced user of Microsoft Office (Word, Excel, Power point)
- Good English writing and reading.
Website Shinhan Securities Vietnam:

Quyền lợi được hưởng

- Bảo hiểm Bảo Việt

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Công việc gợi ý
Vị trí Legal & Compliance làm tại Hồ Chí Minh đang được shinhan securities vietnam tuyển dụng với mức lương 20 triệu - 30 triệu.
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